Permanent Contract

Internal Control Manager M/F

Modified on 06/07/2026

Lieu : 29th Floor, Two Pacific Place, 88 Queensway, Admiralty Hong Kong Hong-Kong - Hong Kong
Secteur : Risk Management / Control
Numéro de l'offre : 2026-113961

Job description

Outline of the Position

Support the Internal Control Team for Private Banking Hong Kong by monitoring Front Office selling processes and related activities. Ensure effective risk identification, control execution, and compliance with regulatory and internal requirements.

Key Responsibilities

Execute and monitor FO control activities, including transaction monitoring, suitability mismatch control, third-party fund transfer controls, fee and commission controls, best executions, etc
Ensure control execution meets standards of timeliness, completeness, and accuracy, with proper documentation of evidence
Identify control lapses and recommend improvements to control design and effectiveness
Provide advisory and guidance to Front Office on control matters; escalate issues appropriately and drive follow-up remediation actions
Collaborate with Front Office, Investment Advisors, Product Specialist, Compliance and Risk to ensure Private Banking operates within a robust and compliant risk and control environment
Work closely with the Internal Control Team in Singapore to create synergies, and support initiatives to automate and streamline control processes
Support the Head of Operational Risk Management & Quality Assurance, Asia in strengthening the control framework and contributing to management reporting and procedures update
Participate in HKMA onsite examinations and internal/external audits, including evidence preparation and responses to findings
Perform ad-hoc tasks/projects as assigned and deliver timely updates on assigned workstreams

Starting date

01/09/2026

Position with management

No

Minimum level of study

Bachelor Degree / BSc Degree or equivalent

Training / Specialization

University degree holder
5 – 7 years relevant experience in risk control/compliance testing within financial services

Minimum experience level

6-10 years

Skills needed

Strong knowledge of Private Banking selling processes, FO activities, and relevant regulatory requirements
Proactive, independent judgement, strong analytical and problem-solving skills
Excellent writing and documentation skills for control files and reports
Strong team player and good communication skills

IT tools

Proficient in MS Word, Excel, PowerPoint

Languages

Fluent in English and Cantonese & Mandarin (spoken and written)
About Indosuez Wealth Management in Asia
Indosuez Wealth Management has a solid foundation in Asia as a pioneering bank with more than a century old heritage, when Banque de l'Indochine opened its historic offices in Hong Kong and Singapore. From these two locations, branches of
CA Indosuez (Switzerland) SA, almost 220 highly specialised wealth managers combine their knowledge of the region with the vast opportunities provided by the global network of Indosuez Wealth Management and the Credit Agricole group.

By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.