Type de contrat :
Permanent Contract

Head of Compliance, Risk and Depositary Control H/F

Modified on 01/12/2025

  • Lieu : Stockholm - Sweden
  • Secteur : Compliance / Financial Security
  • Numéro de l'offre : 2025-104873

Job description

 

Job summary


1)      Work as part of the  creation of CACEIS Bank Sweden Branch, support the delivery of core elements of:

  • the AML / Financial Crime and Regulatory Compliance Management Plan as it relates to acting as MLRO, MLCO and Compliance Officer for CACEIS Bank Sweden Branch and the Funds to which it provides administration services
  • the risk framework of the branch as it relates to acting as Risk Officer
  • the control of the funds investments as it relates to the Depositary control function


2)      Support the development of a strong and consistent compliance and risk culture and alignment to CACEIS’ operating model 


3)      Work with the CACEIS Group AML/Financial Crime, Risk and Depositary control teams to support the Business lines and adherence to policies and procedures



Acting as MLRO, MLCO and CO for the business and its administered Funds:

  • Investigating internal SARs submitted from the Business Line
  • Responsible for ensuring that appropriate business and customer risk assessments are in place and appropriate for the specific Fund
  • Develop or maintain Control plans for each client and Fund
  • Ensure the completion of, and Compliance control plans testing in a timely and effective manner
  • Collaboration with Group Corporate Compliance/AML , team members for continuous improvement of processes and to share best practice
  • Preparing local management reports
  • Oversight and support management of higher risk business activities and relationships (including PEPs) as well as specific AML/CFT issues and exposures
  • Managing responses to local regulator inquiries, surveys, questionnaires and lead preparation for on-site reviews or audits
  • Management of preparation and maintenance of local procedures for the Funds
  • Taking into consideration, incorporating and participating in Enterprise wide Compliance initiatives



Acting as CRO of the branch includes the following responsibilities:

  • Define and implement the risk mapping and control plan of the branch
  • Locally implement group risk procedures with regards to incident, action plan, alert and outsourcing management
  • Support the deployment of the group risk management tools (Matrisk, PCAT)
  • Support & guide the business lines in their responsibilities as first line of defence in the main fields of operational risk management
  • Diffuse risk culture in the branch
  • Liaise and coordinate with Group Risk function, functional reporting to the Regional CRO

Acting as Local Head of Depository Control:

  • Ensure all regulatory Depositary Control functions are established and executed according to local standards
  • Establish and execute Depositary Clients onboarding including but not limited to initial and ongoing due diligence.
  • Functional report Group role responsible for Global Depositary entities

 

#LI-FO1

  • Starting date
    01/01/2026
    Position with management
    No
    Executive / Non Executive
    Cadre
    Minimum level of study
    Postgraduate degree – MA/MSc/PhD/Doctorate or equivalent
    Training / Specialization
    Master's degree.University degree and/or appropriate designations as compliance professional, professional designation in other appropriate areas such as law, risk management and/or audit.
    • An officer with a broad knowledge of the regulatory framework
    • Proven experience of AML Compliance on assessment of financial crime factors


    Minimum experience level
    3-5 years
    Skills needed
    • Knowledge of Regulatory Compliance framework e.g. Code of Practice for Funds Services Business and Collective Investment Funds regulation
    • Ability and willingness to accept accountability, demonstrate initiative, work with limited direct supervision and support effective cross-unit co-operation, information sharing etc
    • Creative/strategic/analytical thinker able to demonstrate sound analysis and judgment and provide sound, clear and practical advice to business
    • Strong verbal and written skills; ability to generate concise reports
     
    • Sound working knowledge of applicable internal policies and procedures
    • Sound working knowledge of applicable laws and regulations, particularly including those associated with trust company business and fund services business
     
    • Accountable for deliverables and continuous improvement Professional demeanor
    • Strong interpersonnel and communication skills
    • Partnership mentality with other functions
    • Strong time management and organisational skills / ability to meet deadlines and work under pressure, flexible, team player
    • Proactive approach and ability to work on own initiative
    • Ability to conduct duties expediently, aptitude for accuracy, attention to detail, and hands-on approach
    IT tools
    • Solid working knowledge of the Company’s IT systems 
    • Competent IT skills with sound knowledge of MS Office particularly Excel
       
    Languages
    English and Swedish

  • CACEIS is the asset servicing banking group of Crédit Agricole dedicated to asset managers and institutional investors. Through offices across Europe, North and South America and Asia, CACEIS offers a broad range of services covering execution, clearing, forex, securities lending, custody, depositary, fund administration, fund distribution support, middle-office outsourcing and issuer services. CACEIS is a consolidator in the European asset servicing market and posts sustained growth in its business activities. The group holds €5.3 trillion in assets under custody and €3.4 trillion in assets under administration (figures as of 31 December 2024) By working every day in the interest of society, we are a Group committed to diversity and inclusion and place people at the heart of all our transformations. All our job offers are open to persons with disabilities..

CACEIS

CACEIS

Head of Compliance, Risk and Depositary Control H/F

Published the 23/10/2025

Type de contrat :
Permanent Contract
  • Stockholm - Sweden
  • Compliance / Financial Security
  • 2025-104873
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Other functions

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Ecovadis Platinium

In 2024, CACEIS is Gold and ranks in the top 2% of companies assessed by EcoVadis for the Financial Services sector. With this rating, CACEIS confirms its commitment to being a socially responsible company.

Happy Trainee rating: (92% and 81%)

The percentage of our students on internships or work-study programmes who recommend CACEIS (Happy Trainees label by ChooseMyCompany) in France (92%) and Luxembourg (81%)

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We care, We dare, We grow, We are One CACEIS: our corporate values are the foundation of our culture and the hallmark of belonging to the Group. They drive us to provide high-quality service and constantly strive to satisfy our customers and employees.

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