Type de contrat :
Permanent Contract

CDI - Compliance Officer (Business Compliance) H/F

Modified on 03/07/2026

  • Lieu : Luxembourg - Luxembourg
  • Secteur : Compliance / Financial Security
  • Numéro de l'offre : 2026-112516

Job description

The Compliance Officer assists the Head of Business Compliance in his missions of ensuring compliance of CACEIS with regulatory requirements.

Its main missions are as follows:

  • Provide opinions on new products, requests from the Business, key projects and regulatory issues;
  • Perform impact assessments on CACEIS business in the context of the regulatory watch, ensure the MIFID II requirements are complied with, identify potential compliance risks and improve controls as per the control plan;
  • Focus on transaction reporting matters, MIFID II rules relating to investment services, crypto-assets;
  • Respond to requests from internal and external auditors and requests from regulators;
  • Follow up on the recommendations from the internal audit and the CSSF;
  • Contribute to reporting to the Management.

Complément

3 good reasons to join us:
Diversified and intellectually stimulating tasks
Global view of the Bank's activities and close relations with Senior Management as well as with the head office in France
Contribute to a good customer experience by offering pragmatic solutions while complying with regulations

  • Position with management
    No
    Executive / Non Executive
    Non cadre
    Minimum level of study
    Postgraduate degree – MA/MSc/PhD/Doctorate or equivalent
    Training / Specialization
    Advanced degree in finance or banking/finance law
    • Strong and proven experience focusing only on regulatory compliance (MIFID, EMIR, MICAR, …)
    • Strong knowledge of the fund industry / banking system

    Our priority is a profile specialized in regulations
    Minimum experience level
    6-10 years
    Skills needed
    • Master the regulations impacting the scope of Compliance
    • Very good knowledge of the MIFID II regulations with a focus on investment services, the EMIR/MIFIR legislation, MICAR and their practical implementation
    • Autonomy in the organization and execution of the work entrusted to them
    • Ability to take a position and make quick decisions
    • Ability to dialogue, analyze, strength of conviction, and synthesis, rigor and sense of organization
    • Sense of initiative and constructive approach to the issues dealt with. Eager to learn and deep dive in new topics
    • Your analytical skills and synthesis allow you to provide opinions of a complex nature
    • Proven drafting skills in English
    • You have demonstrated your ability to assess risks in order to focus on the most significant risk areas
    • You have the necessary discretion to handle confidential data
    • Your communication skills, your rigor, reliability and sense of responsibility are recognized
    IT tools
    • Word
    • Advanced Excel
    • PPT
    • Mastery of transactional control tools
    Languages
    English. Fluency in French would be an asset.

  • CACEIS is the asset servicing banking group of Crédit Agricole dedicated to asset managers and institutional investors.

    Through offices across Europe, North and South America and Asia, CACEIS offers a broad range of services covering execution, clearing, forex, securities lending, custody, depositary, fund administration, fund distribution support, middle-office outsourcing and issuer services.

    CACEIS is a consolidator in the European asset servicing market and posts sustained growth in its business activities. The group holds €5.3 trillion in assets under custody and €3.4 trillion in assets under administration (figures as of 31 December 2024)

    By working every day in the interest of society, we are a Group committed to diversity and inclusion and place people at the heart of all our transformations. All our job offers are open to persons with disabilities..

CACEIS

CACEIS

CDI - Compliance Officer (Business Compliance) H/F

Published the 15/05/2026

Type de contrat :
Permanent Contract
  • Luxembourg - Luxembourg
  • Compliance / Financial Security
  • 2026-112516
Join
-us

Our benefits

Other functions

• Public Affairs
• Commercial
• Communications
• Compliance
• Custodian Control
• Digital & Data
• Finance
• General Inspection
• IT
• Legal
• CACEIS Consulting
• Correspondent Network
• Human Resources
• Risks and Permanent Controls

Operations

• Banking services
• Clearing services
• Custody
• Fund Administration
• Fund Distribution
• Investment Management services
• Issuer services
• Master Data services
• Pension funds
• Private Equity, Real Estate & Securitisation
• Transaction Banking

Ecovadis Platinium

In 2025, CACEIS is Gold with a score of 83/100 and ranks in the top 2% of companies assessed by EcoVadis for the Financial Services sector. With this rating, CACEIS confirms its commitment to being a socially responsible company.

Happy Trainee rating: (94% and 71%)

The percentage of our students on internships or work-study programmes who recommend CACEIS (Happy Trainees label by ChooseMyCompany) in France (94%) and Luxembourg (71%)

Our corporate values

We care, We dare, We grow, We are One CACEIS: our corporate values are the foundation of our culture and the hallmark of belonging to the Group. They drive us to provide high-quality service and constantly strive to satisfy our customers and employees.

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