CDI

AML / OFAC Compliance Officer

Publiée le 07/01/2021

  • NEW YORK - Etats-Unis d'Amérique
  • Conformité / Sécurité financière

Description du poste

Summary:

The position's responsibilities include the following: conducting quality assurance reviews to ensure that the Bank's AML policies and procedures are being adhered to.  He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act.    

 

Key Responsibilities: 

Perform Quality Assurance Reviews to ensure that the activities of the Bank are adhering to policies and procedures, with a specific focus on the Bank’s KYC files to ensure that the files have been validated in compliance with the requirements that are established in the Bank’s policies and procedures.

Escalate KYC anomalies to the appropriate persons to ensure that the errors are remediated in a timely manner

Track the progress of KYC files that are referred to Compliance for review and validation to ensure all files are reviewed in a timely manner.

Assist with the review and revision of the Bank’s KYC policies and procedures to ensure that the Bank is adhering to all relevant regulatory requirements.

Assist with recordkeeping and reporting of Compliance KPIs and KRIs.

Assist with analysis of data for the Bank's annual BSA/AML and OFAC Risk Assessments.

 

Management and Reporting:

The position reports directly to the Head of AML/OFAC Compliance.

Key Internal Contacts:

The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support

 

Key External Contacts:

The employee may have occasion to interact with external auditors and/or regulators during exams.

 

 

 

 

    • Niveau d'étude minimum
    • Bac + 3 / L3
    • Formation / Spécialisation
    • 5+ years
    • Niveau d'expérience minimum
    • 6 - 10 ans
    • Soft skills
    • Knowledge of US AML and OFAC regulations, specifically KYC

      Desirable:

      CAMS Certification

      Knowledge of EU KYC requirements
  • A propos de Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) Crédit Agricole CIB est la banque de financement et d'investissement du groupe Crédit Agricole, 12e groupe bancaire mondial par les fonds propres Tier1 (The Banker, juillet 2020). Près de 8400 collaborateurs en Europe, Amériques, Asie-Pacifique, Moyen-Orient et Afrique, accompagnent les clients de la Banque dans la couverture de leurs besoins financiers à travers le monde. Crédit Agricole CIB propose à ses clients grandes entreprises et institutionnels une gamme de produits et services dans les métiers de la banque de marchés, de la banque d'investissement, des financements structurés, de la banque commerciale et du commerce international. Pionnier dans le domaine de la finance Climat, la Banque occupe aujourd'hui une position de leader sur ce segment avec une offre complète pour l'ensemble de ses clients. Pour plus d'information : www.ca-cib.fr Twitter: https://twitter.com/ca_cib LinkedIn: https://www.linkedin.com/company/credit-agricole-cib/

Crédit Agricole CIB
Crédit Agricole CIB
Crédit Agricole CIB

Crédit Agricole CIB

AML / OFAC Compliance Officer

Publiée le 07/01/2021

CDI
  • NEW YORK - Etats-Unis d'Amérique
  • Conformité / Sécurité financière
  • 2020-52856

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