CDI

Compliance Analyst – Market Integrity & Threshold Crossing M/F

Publiée le 14/01/2022

  • Dublin - Irlande
  • Conformité / Sécurité financière

Description du poste

Who we are looking for

This dual role will suit an energetic person who enjoys working within a fast-paced trading environment with a background and experience in financial services. 

 

The primary focus of the Market Integrity role is to ensure adherence with the compliance-monitoring programme, using tools and processes implemented to maintain compliance with relevant Regulations, primarily MiFID II and Market Abuse Regulations. 

 

This role will require ongoing review of investment trading activity and controls, including regular interaction with the trading team, and occasionally with Portfolio Managers.

 

The primary focus of the Threshold Crossing role is the monitoring of Amundi aggregated holdings in individual stocks and the reporting of threshold limits to issuers and relevant regulators.

 

Why this role is important to us

Dublin is a key trading hub for the Amundi Group and it is also where the Group’s Threshold Crossing monitoring and reporting activities are based.  Both activities are critical elements of Amundi Group’s activities.  

 

The Market Integrity and Threshold Crossing roles are based within the Compliance function in Dublin and play an essential role in ensuring compliance with Amundi policies and the highest regulatory standards.  

 

What you will be responsible for 

 

The role will be a combined one, split between Market Integrity and Threshold Crossing 

 

Market Integrity

  • Performance of monitoring controls including investigations.
  • Support the monitoring framework to ensure compliance with Market Abuse Regulations and trade surveillance requirements under MiFID II.
  • Ensure all relevant Trade Surveillance registers, reports and processes are maintained to a high standard and issues are escalated to Compliance management.
  • Perform ongoing monitoring of Best Execution on trading performed locally, and oversight on trading performed globally for Amundi Ireland activities.
  • Maintain the compliance registers to the standard expected of Central Bank of Ireland.
  • Assist in the update of relevant Market Integrity policies and procedures and ensure the implementation of policies and processes as required.
  • Contribute to compliance projects / business initiatives as and when required

Threshold Crossing

  • Analysis of Threshold Crossing alerts on listed securities generated by Amundi’s system
  • Disclosure of the Threshold Crossings to the issuers and / or regulators when verified
  • Liaison across a wide range of Amundi Group entities and global functions   
  • Ensure a regulatory watch all over the jurisdictions (by means of alerts received from the legal counsel)

 

    • Poste avec management
    • Non
    • Niveau d'étude minimum
    • Bac + 3 / L3
    • Formation / Spécialisation
    • Education & Preferred Qualifications
      • Minimum 5+ years’ experience in Financial Services preferably with exposure to Asset Management
      • Experience / Knowledge of MIFID II and MAR an advantage.
      • Strong knowledge of Financial Instruments
      • Excellent Excel skills.

    • Soft skills
    • What we value for the role
      • Excellent Interpersonal Skills
      • Team Player
      • Excellent analytical and problem solving skills with attention to detail and ability to deliver to tight timescales
      • Excellent communication skills
      • Highly organised, motivated and enthusiastic
    • Langues
    • English
  • Amundi est le premier asset manager européen en termes d'actifs sous gestion, et se classe dans le top 10 mondial [1]. Le Groupe gère 1 476 milliards[2] d'euros et compte six plateformes de gestion principales[3]. Amundi offre à ses clients d'Europe, d'Asie-Pacifique, du Moyen-Orient et des Amériques une large gamme d'expertises et de solutions d'investissement en gestion active, passive et en actifs réels et alternatifs. Les clients d'Amundi ont également accès à une offre complète d'outils et de services. Ayant son siège social à Paris, Amundi est cotée en Bourse depuis novembre 2015. Grâce à ses capacités de recherche uniques et au talent de près de 4 500 collaborateurs et experts des marchés, basés dans 37 pays, Amundi fournit aux particuliers, aux clientèles institutionnelles et corporate des solutions d'épargne et d'investissement innovantes pour répondre à leurs besoins, objectifs de rendement et profils de risque spécifiques. [1] Source : IPE « Top 400 asset managers » publié en juin 2018 sur la base des encours sous gestion à décembre 2017 [2] Données Amundi au 31 mars 2019 [3] Plateformes de gestion : Boston, Dublin, Londres, Milan, Paris et Tokyo

Amundi
Amundi
Amundi

Amundi

Compliance Analyst – Market Integrity & Threshold Crossing M/F

Publiée le 14/01/2022

CDI
  • Dublin - Irlande
  • Conformité / Sécurité financière
  • 2022-63802

Ces offres pourraient vous intéresser !