Permanent Contract

Manager, Client Middle Office M/F

Modified on 27/05/2024

  • 29th Floor, Two Pacific Place, 88 Queensway, Admiralty Hong Kong Hong-Kong - Hong Kong
  • Operations
  • 2024-89851

Job description

Outline of the Position:

 

Handle KYC review of the new private banking clients and other issues related to client onboarding

 

Key Responsibilities:

  • Handle all matters fallen under client onboarding matters (including KYC/ Client Due Diligence (‘CDD’)/ Client Risk Assessment (‘CRA’) reviews) of CAIS-HK
  • Perform account opening KYC/ CDD/ CRA review with respect to the regulatory and internal requirements
  • Provide support to Head of Client Middle Office in handling requests received from Compliance, Internal Audit, Group Audit and Regulators
  • Provide constructive advice to Front Office on enquiries and issues arising from client onboarding
  • Review and validate client’s source of wealth, corroboration of wealth, name screening results, client risk assessment to ensure compliance with the applicable regulatory and internal requirements
  • Ensure KYC/AML deliverables are met.
  • Develop, maintain, review and enhance the bank’s process, policies and procedures as well as its internal controls to ensure the bank’s client onboarding activities are in compliance with the latest regulatory and internal requirements
  • Monitor and report performance and status of client onboarding to Head of Client Middle Office
  • Manage and handle ad-hoc team projects
  • Provide backup/ support to Client Data team

    • Starting date
    • 01/08/2024
    • Position with management
    • No
    • Minimum level of study
    • Bachelor Degree / BSc Degree or equivalent
    • Training / Specialization
    • Bacheor degree in business related disciplines
      At least 5 years relevant experience in KYC/CDD, preferably in private banking 
    • Minimum experience level
    • 6-10 years
    • Compétences recherchées
    • ·         Strong spoken and written communication skills;·         Independent, self-motivated and ability to adapt in a team environment·         Excellent time management and organization skills.
    • IT tools
    • Ability to identify AML risks and demonstrate a solid grasp of AML/KYC policy
    • Languages
    • Proficiency in English and Chinese

  • About Indosuez Wealth Management in Asia Indosuez Wealth Management has a solid foundation in Asia as a pioneering bank with more than a century old heritage, when Banque de l'Indochine opened its historic offices in Hong Kong and Singapore. From these two locations, branches of CA Indosuez (Switzerland) SA, almost 220 highly specialised wealth managers combine their knowledge of the region with the vast opportunities provided by the global network of Indosuez Wealth Management and the Credit Agricole group. By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.

Crédit Agricole Indosuez Wealth
Crédit Agricole Indosuez Wealth
Crédit Agricole Indosuez Wealth

Crédit Agricole Indosuez Wealth

Manager, Client Middle Office M/F

Published the 27/05/2024

Permanent Contract
  • 29th Floor, Two Pacific Place, 88 Queensway, Admiralty Hong Kong Hong-Kong - Hong Kong
  • Operations
  • 2024-89851

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