Permanent Contract

Senior Compliance Officer

Modified on 06/12/2024

  • TAIPEI - Taiwan
  • Compliance / Financial Security
  • 2024-94682

Job description

GENERAL PURPOSE OF FUNCTION:

To participate in CACIB Compliance team in ensuring that the compliance culture and awareness in CACIB Taipei is well established and implemented, including but not limited to developing/monitoring compliance programs, following up on regulatory financial and banking information/regulations, organizing/providing training programs for all concerned employees.
Assist to handle compliance inquiries, regulatory requests; perform compliance controls on financial security and other business activities; monitor compliance incident and provide business support.


DETAILED RESPONSIBILITIES:

Be a business partner via providing advice and support
Manage information flow and handle regulatory communications
Maintain a permanent Compliance dialogue with CACIB staff members
Monitor to ensure the bank’s compliance of internal policies and external rules/regulations on financial security and businesses
Perform compliance trainings to staff members
Perform regular compliance controls/assessments

    • Starting date
    • 06/12/2024
    • Position with management
    • No
    • Minimum level of study
    • Bachelor Degree / BSc Degree or equivalent
    • Training / Specialization
    • Bachelor or above, business related or legal preferred
      • 15yr & above experience in the related areas
    • Minimum experience level
    • 11 years and more
    • Compétences recherchées
    • • Extensive experience and expertise in regulatory compliance, risk management and leadership
      • Ethical awareness and integrity
      • Problem solving skills
      • Proficient communicational and organizational skills
      • Relationship Building and Networking

    • Languages
    • • Language – proficient in English & Chinese

  • About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking group worldwide in terms of balance sheet size (The Banker, July 2022). 8,600 employees in more than 30 countries across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial needs throughout the world. Crédit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients. For more information, please visit www.ca-cib.com Twitter: https://twitter.com/ca_cib LinkedIn: https://www.linkedin.com/company/credit-agricole-cib/ By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.

Crédit Agricole CIB
Crédit Agricole CIB
Crédit Agricole CIB

Crédit Agricole CIB

Senior Compliance Officer

Published the 06/12/2024

Permanent Contract
  • TAIPEI - Taiwan
  • Compliance / Financial Security
  • 2024-94682

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