Permanent Contract

Compliance Officer – Compliance Governance and Framework

Modified on 29/08/2024

  • NEW YORK - United States Of America
  • Compliance / Financial Security
  • 2024-91682

Job description

Summary:

 

Reporting to CACIB US Compliance’s Head of Governance and Ethics, the Compliance Officer will be in charge of implementing & maintaining CACIB US Compliance Governance Framework; acting as Secretary of the committees managed by CACIB US Compliance department and performing 2nd line of defense controls.

 

Key Responsibilities:

 

General

 

·         Secretary (schedule & take the minutes) of the Committees managed by CACIB US Compliance

o    US Compliance Management Committee

o    US Complex Transaction Committee

o    US New Activity Product Committee

o    US Disciplinary Committee

o    Americas Data Protection Council

o    Other as needed

·         Consolidate CPL opinion on the New Activity Product (NAP)

·         Maintain & update on a periodical basis following governance documents

o    Compliance US framework document

o    Compliance US owned charters

o    Compliance US Controls Inventory

o    Compliance US owned Policies & Procedures inventory

o    Compliance US organization chart

·         Perform follow-up actions plans related to:

o    CACIB US Compliance Committees

o    NAP

·         Perform Compliance controls as defined by Head Office and/or locally

 

Other

·         Assist the CACIB Compliance Management on the implementation of existing and/or new initiatives (Data Protection Organization, Ethics & Conducts program, etc.)

Any other assignment defined as a priority by CACIB Compliance Management

 

Salary Range: $120k - $150k

    • Minimum level of study
    • Bachelor Degree / BSc Degree or equivalent
    • Training / Specialization
    • College Degree
      5-10 years
    • Minimum experience level
    • 6-10 years
    • Compétences recherchées
      • Analytical skills
      • Use of Word & Powerpoint
      • Highly organized; written skills
      • Knowledge on Compliance division mission statement and bank regulatory framework is a plus
      • Data aggregation tools, data visualization tools (PowerBI)
      • project management skills communication skills

  • About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking group worldwide in terms of balance sheet size (The Banker, July 2022). 8,600 employees in more than 30 countries across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial needs throughout the world. Crédit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients. For more information, please visit www.ca-cib.com Twitter: https://twitter.com/ca_cib LinkedIn: https://www.linkedin.com/company/credit-agricole-cib/ By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.

Crédit Agricole CIB
Crédit Agricole CIB
Crédit Agricole CIB

Crédit Agricole CIB

Compliance Officer – Compliance Governance and Framework

Published the 31/07/2024

Permanent Contract
  • NEW YORK - United States Of America
  • Compliance / Financial Security
  • 2024-91682

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