Permanent Contract

AML / OFAC Compliance Officer / Advisory (Financial Security)

Modified on 04/11/2024

  • NEW YORK - United States Of America
  • Compliance / Financial Security
  • 2024-93751

Job description

Summary:

 

This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bank’s staff on proposed transactions.  He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act.   

 

 

Key Responsibilities:

 

Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements.

Review and issue regulatory guidance to Bank staff on proposed activities and transactions.

Review daily transactions to ensure that all activity is in compliance w/ current BSA/AML regulatory standards.

Review of daily reports and reconciliations of all daily transaction and customer uploads within compliance databases.

Assist with the analysis of updates in regulations and/or policies to ensure that the Bank is compliant with US regulations, as well as the Bank’s policies and procedures.

Assist with the implementation of any new requirements that come as a result of new regulations or policies and procedures.

Provide guidance to Front Office and Support staff on AML specific queries concerning proposed customers and/or transactions.

Assist with analysis of data for the Bank's BSA/AML and OFAC Risk Assessments.

 

 

Management and Reporting:

 

The position reports directly to the Head of Advisory – Financial Security.

 

 

 

Key Internal Contacts:

 

The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support.

 

 

 

Key External Contacts:

 

The employee may have occasion to interact with external auditors and/or regulators during exams.

 

Salary Range: $115k - $150k

 

#LI-DNI

    • Minimum level of study
    • Bachelor Degree / BSc Degree or equivalent
    • Training / Specialization
    •  College Degree
      5-10 years
    • Minimum experience level
    • 6-10 years
    • Compétences recherchées
    •  Knowledge of US AML and OFAC regulationsCAMS Certification

      Knowledge of International AML and Sanctions regulationsIT Knowledge of Payment systemsIT Knowledge of AML tools

  • About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) Crédit Agricole CIB is the corporate and investment banking arm of Crédit Agricole Group, the 10th largest banking group worldwide in terms of balance sheet size (The Banker, July 2022). 8,600 employees in more than 30 countries across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial needs throughout the world. Crédit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital market activities, investment banking, structured finance, commercial banking and international trade. The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients. For more information, please visit www.ca-cib.com Twitter: https://twitter.com/ca_cib LinkedIn: https://www.linkedin.com/company/credit-agricole-cib/ By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.

Crédit Agricole CIB
Crédit Agricole CIB
Crédit Agricole CIB

Crédit Agricole CIB

AML / OFAC Compliance Officer / Advisory (Financial Security)

Published the 04/11/2024

Permanent Contract
  • NEW YORK - United States Of America
  • Compliance / Financial Security
  • 2024-93751

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