Permanent Contract

Head of Compliance M/F

Modified on 02/07/2024

  • Luxembourg - Luxembourg
  • Compliance / Financial Security
  • 2024-90909

Job description

 

Duties and responsibilities :

The Head of Compliance contributes to defining and implementing the appropriate compliance program regarding the prevention and monitoring of non-compliance risks. In that respect: he/she:

  • Supervises the entity’s non-compliance risk management system, in particular related to customer protection, financial security, market integrity, ethical rules and the prevention of fraud and corruption:
    • Performs 2nd level of control on the operational management and ensures that the necessary alerts related to compliance deficiencies are properly managed and escalated
    • Expresses compliance opinions / recommendations on customers, products, activities and non-compliance risks, in order to accompany business development efficiently
  • Oversees the definition and implementation of compliance control plans, as well as the mapping of non-compliance risks
  • Acts as “RC”, responsible for AML/CFT controls of the entity and certain funds
  • Disseminates the culture of compliance: ensures that employees are aware of compliance issues, that they are kept informed and well-trained, and that compliance risks are taken into account for strategic decisions
  • Provides recommendations to and alerts the Senior Management, where relevant
  • Regularly informs the governing bodies (Entity, SICAV) and reports to Amundi Compliance Business Line centrally
  • Acts as the Secretary of Amundi Luxembourg’s Compliance Committee,
  • Is a direct contact of control authorities and regulators (CSSF, CNPD,
    AED …) and reports on non-compliance risks to the CSSF on an annual basis
  • Manages the compliance teams and assesses and monitors the requirements necessary to the functioning of his department

    • Starting date
    • 01/10/2024
    • Position with management
    • Yes
    • Minimum level of study
    • 1-year Master's (M1)
    • Training / Specialization
    • University Degree and relevant professional experience
      • Minimum 10-15+ years of experience in Legal, Compliance, Statutory/Internal Audits, Risk management, and/or Controls, ideally in the fund industry
      • Proven track record of successfully leading compliance functions
    • Minimum experience level
    • 11 years and more
    • Compétences recherchées
      • Strong analytical mind-set and problem-solving attitude with the ability to interpret complex problems
      • Good personal relationship and communication skills to interact at all levels efficiently
    • IT tools
      • Good knowledge of key Luxembourg and European regulations related to UCITS and AIFM
    • Languages
    • Fluency in English, any other major European language being an advantage

  • Amundi, the leading European asset manager, ranking among the top 10 global players [1], offers its 100 million clients - retail, institutional and corporate - a complete range of savings and investment solutions in active and passive management, in traditional or real assets. With its six international investment hubs [2], financial and extra-financial research capabilities and long-standing commitment to responsible investment, Amundi is a key player in the asset management landscape. Amundi clients benefit from the expertise and advice of 5,300 employees in 35 countries. A subsidiary of the Crédit Agricole group and listed on the stock exchange, Amundi currently manages more than €2.0 trillion of assets [3]. Amundi, a trusted partner, working every day in the interest of its clients and society [1] Source: IPE “Top 500 Asset Managers” published in June 2022, based on assets under management as at 31/12/2021 [2] Boston, Dublin, London, Milan, Paris and Tokyo [3] Amundi data including Lyxor as at 31/03/2022 By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.

Amundi
Amundi
Amundi

Amundi

Head of Compliance M/F

Published the 01/07/2024

Permanent Contract
  • Luxembourg - Luxembourg
  • Compliance / Financial Security
  • 2024-90909

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