Job description

Job Summary:

 Administrative:

·       Manage a staff of two regulatory reporting professionals to ensure the timely and accurate submission of all U.S. regulatory reports.

·       Prepare and distribute Regulatory Reporting calendar listing all departmental activities for the month.

·       Distribute workload to ensure the timely and accurate completion of all required reports and analyses.

·       Ensure adequate back-up for all critical functions.

·       Ensure all records and work papers are maintained in accordance with record retention requirements.

·       Responsible for administrative and personnel functions relating to the regulatory staff.  Included in this are staff evaluations, development and continued regulatory reporting training.

Technical:

·       Detailed review of all quarterly Call Reports before submission to the branches and regulatory agencies.

·       Top Level review of all other regulatory reports prior to submission to the regulatory agencies.

·       Respond to inquiries from local regulators regarding information reported.

·       Respond to the Branches and agencies request for information or supporting documentation with regards to their report filings and examinations.

·       Review and assess the impact of new and revised reporting requirements as they occur.

·       Perform periodic compliance and industry best practices review on all regulatory reports.

·       Liaise with various regulatory reporting industry groups to establish a Credit Agricole presence within the community.

Responsibilities:

·       Monitor all Legal Ratios and define legal lending limits

·       Prepare regulatory reports FRY 7 N and 7NS reports.

·       Act as liaison between Paris and the Federal Reserve Bank on the FRY 7 Q filing

·       Maintain established contacts with regulators to clarify reporting issues and monitor future changes.

·       Coordinate with internal audit, the examinations of reports by Federal and State regulators.

·       Prepare responses to comments made by Federal, State and internal auditors.

·       Provide regulatory guidance to other Credit Agricole Branches as required.

·       Participate in the development of new products to determine the regulatory impact.

·       Provide input to other departments in the bank on the reporting impact of proposed or existing transactions.

·       Prepare written memorandum on topics of concern related to regulatory reporting for Calyon management.

·       Define and prioritize the technology related needs of the regulatory reporting department.

·       Establish reporting procedures and compliance with revised and/or newly required regulatory reports.