Job description

Summary:

Manage a staff of three regulatory reporting professionals to ensure the timely and accurate submission of all U.S. regulatory reports.

Key Responsibilities:

Administrative:
· Prepare and distribute Regulatory Reporting calendar listing all departmental activities for the month.
· Distribute workload to ensure the timely and accurate completion of all required reports and analyses.
· Ensure adequate back-up for all critical functions.
· Ensure all records and work papers are maintained in accordance with record retention requirements.
· Responsible for administrative and personnel functions relating to the regulatory staff.  Included in this are staff evaluations, development and continued regulatory reporting training.

Technical:
· Detailed review of all quarterly Call Reports (FFIEC 002) before submission to the regulatory agencies.
· Proficiency in technical aspects of regulatory reporting tool (i.e. Axiom), including data sourcing, and ability to change configurations, layouts and mapping.  
· Top Level review of all other regulatory reports prior to submission to the regulatory agencies.
· Respond to inquiries from local regulators regarding information reported.
· Respond to the Branches and agencies request for information or supporting documentation concerning their report filings and examinations.
· Review and assess the impact of new and revised reporting requirements as they occur.
· Perform periodic compliance and industry best practices review on all regulatory reports.
· Liaise with various regulatory reporting industry groups to establish a Credit Agricole presence within the community.

Responsibilities:
· Monitor all Legal Ratios and define legal lending limits
· File and review FR2420, FR 2900, and 2644 reports.
· Prepare regulatory reports FRY 7 N and 7NS reports for U.S. Subsidiaries.
· In depth knowledge of various TIC reports (BC, BL-1, BL-2) and 019 Country Risk report.
· Knowledge of the FRY-15 and FR 2052a reports.
·Act as liaison between Paris and the Federal Reserve Bank on the FRY 7 Q filing
· Maintain established contacts with regulators to clarify reporting issues and monitor future changes.
· Coordinate with internal audit, the examinations of reports by Federal and State regulators.
· Prepare responses to comments made by Federal, State and internal auditors.
· Provide regulatory guidance to other Credit Agricole Branches as required.
· Participate in the development of new products to determine the regulatory impact.
· Provide input to other departments in the bank on the reporting impact of proposed or existing transactions.
· Prepare written memorandum on topics of concern related to regulatory reporting for CACIB’s management.
· Define and prioritize the technology related needs of the regulatory reporting department.
· Establish / maintain reporting procedures and compliance with revised and/or newly required regulatory reports